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CERTIFIED MAIL RETURN RECEIPT REQUESTED NOTICE OF INTENT TO FILE SUIT UNDER THE ENDANGERED SPECIES ACT DATE: August 29, 2003 TO: Judi Johansen Chief Executive Officer PacifiCorp 825 NE Multnomah Suite 1800 Portland, Or 97232 CT Corporation System 388 State St. Suite 420 Salem, Or 97301-3581 Ms Gail Norton Secretary United States Department of the Interior 1800 C Street NW Washington, DC 20240 Re: Notice of Violation of the Endangered Species Act: Take of Endangered Shortnose Suckers and Lost River Suckers Under Section 9 TO THE ABOVE-NAMED PERSONS: The Endangered Species Act of 1973, as amended (hereafter "ESA"), 87 Stat. 884, 16 U.S.C. §§ 1531-1543, in furtherance of its stated purpose and policy of conserving endangered and threatened species and the ecosystems upon which they depend, provides that any person may commence a civil suit on his or her own behalf to enjoin any person, including the United States and any other governmental instrumentality or agency, who is alleged to be in violation of any provision of the ESA or regulation issued under its authority. 16 U.S.C. § 1540(g)(1)(A). The ESA requires that sixty (60) days before the institution of a civil suit pursuant to this authority, a citizen must give notice of intent to file suit. 16 U.S.C. § 1540(g)(2)(A). However,"...such action may be brought immediately after such notification in the case of an action under this section respecting an emergency posing a significant risk to the well-
being of any species of fish or wildlife or plants." 16 U.S.C. 1540 (g)(2)(C). You are hereby given notice that, either on or after the expiration of sixty (60) days from the date this NOTICE OF INTENT TO FILE SUIT is given, the person giving notice, hereafter ("notifier"), by and through their attorney, William C. Carpenter Jr., will file suit in the U.S. District Court for the District of Oregon. Notifier may bring an action prior to the expiration of the sixty (60) delay period if an emergency will pose a significant risk to the well-being of an endangered species. You are further notified that this lawsuit will allege as follows: I. PacifiCorp is Taking Listed Suckers at the Link River Dam’s Eastside and Westside Diversion Canals and Such Taking is Not Authorized by Any Current or Past Incidental Take Statement or Permit On July 15, 1996, pursuant to section 7 of the ESA, 16 U.S.C. § 1536, the United States Fish and Wildlife Service (USF&WS) issued a biological opinion and incidental take statement to the U.S. Bureau of Reclamation,("BOR"), for PacifiCorp’s and New Earth Company’s ("permittees") operations at the Link River Dam and the Eastside and Westside Diversion Canals, Klamath County, Oregon. Formal Consultation on PacifiCorp and New Earth Corporation Operations, as Permitted by Bureau of Reclamation, for Lost River Sucker and Shortnose Sucker, USF&WS, Klamath Basin Ecosystem Restoration Office 1-10- 96-F-039 (July, 15 1996), amended in part, USF&WS, Klamath BasinEcosystem Restoration Office (Dec. 19, 1996). A. The Entrainment Reduction Device Installation Condition Precedent of the July 15, 1996 Incidental Take Statement The incidental take statement discusses acceptable terms and conditions to allow taking of Lost River and Shortnose Suckers due to BOR’s permittees’ activities. "[T]aking that is incidental to and not intended as part of the agency action is not considered a prohibited taking provided that such taking is in compliance with the terms and conditions of this incidental take statement. . . . If Reclamation (1) fails to require the applicants to adhere to the terms and conditions of the incidental take statement through enforceable terms . . . and/or (2) fails to retain oversight to ensure compliance with these
terms and conditions, the protective coverage of section 7(o)(2) [exempting qualified incidental take from the section 9 take prohibition] may lapse." Id. at 39. The BOR’s permittees proposed activities included conservation measures "deemed necessary to avoid jeopardy to these species and to reduce take of listed suckers." Id. at 2. These measures include: installation of entrainment reduction devises (ERDs) at Link River power canal headgates and completion of an entrainment reduction study. See Id. at 6; see also, Cover Memo of Biological and Conference Opinions, July 15, 1996, pg. 2. As part of the consultation and incidental take statement, BOR committed to require permittees to "install and maintain Service-approved entrainment reduction devices" at the Eastside and Westside diversion canals no later than June 1, 2000. Amendment to Formal Consultation on PacifiCorp and New Earth Corporation Operations, as Permitted by Bureau of Reclamation, for Lost River Sucker and Shortnose (Dec. 19, 1996) ("Amendment"), at 2. To date BOR permittees have failed to install entrainment reduction devices at the Link River Dam power canal headgates and PacifiCorp continues to take endangered suckers. The incidental take statement provides six reasonable and prudent measures deemed necessary and appropriate to minimize incidental take of listed suckers. Measure one is: "Monitor incidence of sucker entrainment and review effectiveness of Entrainment Reduction Devices at PacifiCorp and The New Earth Company facilities." July 15 statement at 44. Term and Condition 1.2 of the incidental take statement requires "effectiveness monitoring of entrainment and impingement reduction activities" at the Link River diversions. Amendment at 2-3. Given PacifiCorp’s and New Earth’s failure to install screens or other ERDs, permittees necessarily cannot comply with the Terms and Conditions set forth in the incidental take statement as amended. Therefore, the take of listed suckers due to entrainment at the Link River Dam diversions (Eastside and Westside) is no longer covered under the incidental take statement and is in violation of section 9 of the ESA. Further, PacifiCorp now claims that the Bureau of Reclamation does not have any jurisdiction to control PacifiCorps’ activities in operating the Eastside and Westside Diversions of the Link River Dam. Notice of Intent to Sue, March 15, 2002, page 5. If the Bureau of Reclamation does not have jurisdiction over the Eastside and Westside Diversions, any incidental take statement issued relying on that erroneous jurisdiction is void and has no force of law. Thus, alternatively PacifiCorp cannot rely on any of the accompanying protections that may have been proposed in the USF&WS’s 1996 Biological Opinion on the Eastside and Westside Link River Dam Diversions. B. Endangered Species Taken and Likely To Be Taken Among the fish species that live in the waters of the Klamath River directly upstream of the Unscreened Diversion are the Shortnose Sucker (Chasmistes brevirostris) and the Lost River Sucker (Deltistes luxatus). USF&WS has designated as endangered these two fish species pursuant to the ESA. 53 Fed. Reg. 27,130-34, July 18, 1988; 50 C.F.R. § 17.11(h) (1993). All ESA protections became effective on August 17, 1988. C. The Entrainment and Subsequent Mortality Of Shortnose and Lost River Suckers Estimated in the Biological Opinions and 1996 Incidental Take Statement Have Not Been Reduced and is Causing Jeopardy to the Lost River and Shortnose Suckers BOR studies indicate that nearly all suckers entrained in the East and Westside diversions will die. July 15, 1996 Biological Opinion at 29, 41. In the incidental take statement, FWS estimated that 100 adult Lost River and Shortnose Suckers will be entrained each year and 5,000 juvenile Lost River and Shortnose Suckers will be entrained each year. Id. These estimates assumed that BOR permittees operate the entrainment and impingement reduction devices, described in the Biological Opinion. USF&WS has summarized the situation and studies done in the late 1990's as to the contribution that the Eastside and Westside Diversion has on the killing and harming of endangered suckers as follows: In May 1996, Reclamation initiated formal consultation on the effects of PacifiCorp and New Earth activities on listed species that are permitted by or contracted with Reclamation in conjunction with operation of the Project. Reclamation’s 1996 BA proposed a number of actions to be carried out by PacifiCorp and New Earth including, among other things, entrainment reduction studies, sucker nursery habitat restoration at Tulana Farms, endangered sucker and water quality monitoring, and perhaps most important, entrainment reduction devices at the intake bays for the eastside and westside hydropower diversions at Link River Dam. The Service issued a BO that concluded that the proposed action, which included fish screens, was not likely to jeopardize the endangered suckers. The BO was amended later in 1996 to require the screens to be in place at Link River Dam when algae harvest started or by June 1, 2000, whichever was earlier. To date, screening of the intakes for the eastside and westside canals has not occurred and adult, sub-adult and juvenile suckers are still being entrained at Link River Dam. New information developed since 1996 indicates that incidental take associated with the release of water into these canals (that is through gates leading to the hydropower diversions which empty into the Link River downstream of the dam) is significant and exceeds that anticipated in 1996. 2002 Jeopardy Biological Opinion, May 30, 2002, Introduction, page 7. In its Cover letter for that Biological Opinion, USF&WS states: The fate of sucker populations over the next 10 years and beyond will be determined by the balance between the frequency and magnitude of fish kills and entrainments, and the frequency and magnitude of recruitment to the adult spawning population. May 31, 2002 cover letter to Jeopardy Biological Opinion from Steve Thompson, Manager USF&WS, page 5 (emphasis added). And specifically to the harm of entrainment the Service states: The proposed action will result in entrainment of millions of larvae, tens of thousands of juveniles and possibly thousands of sub-adult and adult suckers. This entrainment substantially reduces sucker populations and limits the amount of recruitment into the adult spawning populations. The screening of A-Canal by 2003 will significantly reduce entrainment losses of juvenile, subadult,and adult suckers. However, entrainment of larvae will only be minimally reduced, and entrainment of all sucker life stages will continue to occur at the Link River Dam. The number of suckers entrained at the Link River Dam is likely to increase if suckers bypassed from the A-Canal move a short distance downstream to the Link River Dam. Id. at 2-3.- Cell Tech’s report, entitled "Link River Hydroelectric Project (Eastside and Westside Powerhouses) Final Entrainment Report-- March 1997- October 1999, September 2000, estimates the number of entrained endangered suckers in the diversions canals themselves, taken before installation of the A-Canal screen. Table 7, entitled "1997-1999 Eastside, Westside, and combined annual extrapolated entrainment indices for suckers," of that Report is attached as Exhibit A. From Cell Tech’s fish counts, the total annual numbers of estimated entrained endangered suckers entrained in both the Eastside and Westside Diversions, corrected for unidentified suckers, and excluding larvae and suckers less than 75 mm fork length (i.e. only juveniles, sub adults, and adults) are as follows: 1997- 11,316 1998- 13,085 1999- 12,709 Average- 12,370 These numbers do not reflect the over 30,000 fish per year likely to be endangered Lost River or shortnose suckers that are less than 75mm fork length. Further, the Cell Tech scientists admit that for the juvenile and adult estimates: These long-term entrainment estimates may be slightly conservative because they do not include entrainment estimates for the occasional periods when the canals were flowing but not sampled (e.g., due to inconsistent and sporadic use during hydropower equipment testing and maintenance or post-shutdown). Id. at 7. While PacifiCorps’ operation was slightly modified in 2001, PacifiCorp continues to entrain a large number of all ages of Lost River and shortnose suckers through the operation of its Eastside and Westside diversion canals and hydroelectric operation. As a result, PacifCorp is conducting unauthorized take of a great number of Lost River and shortnose suckers through its operation of the Eastside and Westside Link River Diversion Canals. Consequently, PacifiCorp is taking these endangered sucker fish in violation of section 9 of the Act.
D. Legal Provisions of the ESA Applicable to BOR Take Violations The relevant provision of the ESA, in part, states: (1) Except as provided in sections 6(g)(2) and 10 of this Act [not applicable], with respect to any endangered species of fish or wildlife listed pursuant to section 4 of this Act it is unlawful for any person subject to the jurisdiction of the United States to- ... (B) take any such species within the United States or the territorial sea of the United States; ... (G) violate any regulation pertaining to such species or to any threatened species of fish or wildlife listed pursuant to section 4 of this Act and promulgated by the Secretary pursuant to authority provided by this Act. Section 9, 16 U.S.C. § 1538: Section 3, 16 U.S.C. § 1532(19), further defines take as: (19) The term "take" means to harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect, or to attempt to engage in any such conduct.: and, Section 11(g)(2)(C) , 16 U.S.C. § 1540(g)(2)(C), states, in relevant part: No action may be commenced ... prior to 60 days ... except that such action may be brought immediately after such notification in the case of an action under this section respecting an emergency posing a significant risk to the well-being of any species of fish .... E. PacifiCorp’s Actions Required To Be Ceased To Prevent Section 9 Unauthorized Takes PacifiCorp’s continued diversions of water after June 1, 2000 through the Eastside and Westside Diversion Canals to the Link River Dam without the required ERDs in place takes (kills, harms or harasses) endangered shortnose and Lost River Sucker fish. This take is not in compliance with any USF&WS incidental take statement, including the one given on July 15, 1996, as amended December 19, 1996. PacifiCorp must stop the diversion of water through the Eastside and Westside Diversion Canals to prevent being in violation of Section 9 of the ESA. 16 U.S.C. § 1538. Consequently, the notifier intends after the end of the sixty (60) day notice period, to file a citizen suit under section 11(g) of the Endangered Species Act, 16 U.S.C. § 1540(g), against PacifiCorp for endangered sucker fish takes based on it and the New Earth Company’s failure to implement the required condition that validated the incidental take statement. Notifiers may bring an action prior to the expiration of the sixty (60) day period in the event of an emergency situation. The following person gives NOTICE OF INTENT TO FILE SUIT under the Endangered Species Act: Oregon Natural Resources Council 5825 N. Greeley St. Portland, Oregon 97217 (503) 283-6343
During the sixty (60) day notice period, we will be available to discuss effective remedies and actions which will assure PacifiCorp’s future compliance with the Endangered Species Act. In addition, we can discuss whatever facts you believe relevant which are not itemized in this notice letter. If you wish to avail yourself of this opportunity, or if you have any questions about this letter, please contact us. However, the action may need to be filed under the emergency provisions of 16 U.S.C. § 1540(g)(2)(C) for imminent threat of injury to the endangered fish from the Eastside and Westside Link River Dam diversions, as allowed by Forest Conservation Council v. Rosboro Lumber Co., 50 F.3d 781 (9th Cir. 1995). The following serve as legal counsel to the entity giving notice identified above: William C. Carpenter Jr. 474 Willamette St. Suite 303 Eugene, Oregon 97401 (541) 484-4436 Very truly yours,
William C. Carpenter Jr.
CERTIFICATE OF SERVICE The originals and the copies were mailed by first class mail, certified, return receipt requested, to the respective persons as designated on page 1 of this notice.
Dated this ____ day of August, 2003.
__________________________ by William C. Carpenter Jr.
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